Audit

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Plan
Name: 
Risk Improvement Opportunity
Auditor: 
Jack Cranney
Auditee: 
John Mason
Last: 
New
Planned: 
31 Oct 2022
Result
Actual Audit Date: 
01 Nov 2022
Previous Results Reviewed: 
No
Open Reviews: 
No
Report: 

Summary: This is the first audit on the Risk, Improvement, Opportunity (RIO) procedure. The process is in good practise and no findings have been raised.

Report details:

Sections 1, 2 and 3 of the procedure are current and valid (Purpose, Responsibilties & Associated Documents).

Section 4.1 describes general processes related to RIO's. The content is current and valid.

Section 4.2 describes processes related to the 'Review Register'. Sighted the Register, with two open actions related to functionality of the system as well as a rolling review for policies. Sighted 13 actions total, with 11 closed currently. No issues raised.

End of Report.

Attach File: 
Image icon Review Register Open Actions @01/11/22
Status: 
OK
Reported: 
Yes
Accepted: 
Yes
Next Audit: 
01 Nov 2023
Create Next Audit: 
Yes
Changes
Planned date changes for this audit 2

Reviews

Name Type Started Target Status
risk register due dates Productivity 31 Oct 2022 30 Dec 2022 Closed
risk register - procedure update Opportunity 20 Feb 2023 28 Feb 2030 Closed
objectives register - annual review Rolling 20 Feb 2023 28 Feb 2030 Open
Risk Register - annual reviews Rolling 21 Aug 2023 31 Aug 2033 Open